Corey Lewis Holcomb

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-07-19

SC RA
APPROVED

Since 2021-07-19

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Charlotte	NC	12/2015	05/2019
Morgan Stanley	Charleston	SC	05/2019	06/2020
Ubs Financial Services Inc.	Weehawken	NJ	06/2020	07/2021
Lpl Financial	Fort Mill	SC	07/2021	Present

12/2015 → 05/2019

Ubs Financial Services Inc.

Charlotte, NC
05/2019 → 06/2020

Morgan Stanley

Charleston, SC
06/2020 → 07/2021

Ubs Financial Services Inc.

Weehawken, NJ
07/2021 → Present

Lpl Financial

Fort Mill, SC

Previous Registrations

2020-07-08 → 2021-07-09

Ubs Financial Services Inc.

Weehawken, NJ

Charlotte, NC
2019-05-14 → 2020-06-29

Morgan Stanley

Charleston, SC
2016-04-15 → 2019-05-28

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ

Weehawken, NJ

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-15

S66 Uniform Combined State Law Examination

2016-04-15

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

MATTHEW N WALLEN

RAMIRO IGNACIO PARES

NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

Katie Wineski Riegel

Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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