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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-03 |
Branch Locations
500 Campus Dr Ste 300, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Boston | MA | 06/2017 | 05/2018 |
| Santander Securities Llc | Dorchester | MA | 06/2017 | 05/2018 |
| Valic Financial Advisors, Inc. | Berkeley Heights | NJ | 06/2018 | 05/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2021 | 04/2024 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 05/2021 | Present |
| Sproutt | Hartford | CT | 09/2019 | 11/2019 |
| Unemployed | Newark | NJ | 05/2019 | 09/2019 |
| Unemployed | Newark | NJ | 11/2019 | 04/2021 |
| Unemployed | New York | NY | 08/2016 | 06/2017 |
| Rob King | Louisville | KY | 04/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-07 |
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