Best Investors Account Sign in

Samuel Ruxton

Edward Jones

Woodland, CA

CRD 6593238

Claim This Profile
Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-08
CA RA APPROVED 2022-10-12
  • TX RA
    APPROVED
    Since 2022-12-08
  • CA RA
    APPROVED
    Since 2022-10-12

Branch Locations

283 W Court St, Woodland, CA 95695-2900 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Chico CA 05/2016 08/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2016 08/2022
Edward Jones St Louis MO 08/2022 Present
  • 05/2016 → 08/2022
    Northwestern Mutual Investment Services Llc
    Chico, CA
  • 01/2016 → 08/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2022 → Present
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-10
S63 Uniform Securities Agent State Law Examination 2017-10-16
  • S66 Uniform Combined State Law Examination
    2022-10-10
  • S63 Uniform Securities Agent State Law Examination
    2017-10-16
Other Names
  • Samuel Ruxton
  • Samuel Ruxton

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Woodland, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor