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Current Employers
Global Beta Advisors

9 N. Five Points Road Suite 4, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-03
  • PA RA
    APPROVED
    Since 2023-10-03

Branch Locations

9 N. Five Points Road Suite 4, West Chester, PA 19380 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Beta Advisors North Wales PA 08/2017 Present
Oppenheimer Funds Philadelphia PA 12/2015 08/2017
  • 08/2017 → Present
    North Wales, PA
  • 12/2015 → 08/2017
    Oppenheimer Funds
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-29
  • S65 Uniform Investment Adviser Law Examination
    2023-09-29

View on SEC IAPD

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