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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-21
  • FL RA
    APPROVED
    Since 2025-03-21

Branch Locations

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

5300 W Atlantic Ave Ste 502, Delray Beach, FL 33484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc Boca Raton FL 12/2015 01/2018
Herbert J. Sims & Co. Inc Boca Raton FL 01/2018 04/2019
Herbert J. Sims Capital Management, Inc. Boca Raton FL 01/2018 04/2019
Evershore Financial Group Boca Raton FL 05/2019 01/2022
Minnesota Life Insurance Co St Paul MN 05/2019 01/2022
Securian Financial Services Inc St Paul MN 05/2019 01/2022
Securian Financial Services Inc St Paul MN 04/2019 05/2019
Gwn Securities, Inc. Palm Beach Gardens FL 01/2022 03/2025
Calton & Associates, Inc. Tampa FL 03/2025 Present
  • 12/2015 → 01/2018
    David Lerner Associates, Inc
    Boca Raton, FL
  • 01/2018 → 04/2019
    Herbert J. Sims & Co. Inc
    Boca Raton, FL
  • 01/2018 → 04/2019
    Boca Raton, FL
  • 05/2019 → 01/2022
    Evershore Financial Group
    Boca Raton, FL
  • 05/2019 → 01/2022
    Minnesota Life Insurance Co
    St Paul, MN
  • 05/2019 → 01/2022
    Securian Financial Services Inc
    St Paul, MN
  • 04/2019 → 05/2019
    Securian Financial Services Inc
    St Paul, MN
  • 01/2022 → 03/2025
    Palm Beach Gardens, FL
  • 03/2025 → Present
    Tampa, FL
Previous Registrations
  • 2022-01-27 → 2025-03-21
    Delray Beach, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Delray Beach, FL
  • 2019-05-06 → 2022-02-01
    Securian Financial Services, Inc.
    Boca Raton, FL
  • 2018-01-29 → 2019-04-25
    Boca Raton,, FL
    Fairfield, CT
    Boca Raton, FL
Other Businesses

SLG DESIGNS LLC POSITION: Domestic Partner's LLC NATURE: Domestic Partner's LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/17/2019 ADDRESS: , Boca Raton FL , United States DESCRIPTION: Domestic Partner's LLC LOGGERHEAD WEALTH MANAGEMENT, LLC Is Investment Related, 5300 W Atlantic Ave, Ste 502, Delray Beach, FL 33484, DBA, Insurance Sales, Financial Professional and Insurance Agent, 2022-02-08, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, It is a DBA as an Independent Contractor and for LLC/Tax Purposes, also used to sell Life Insurance, Disability Insurance, Long-Term Care Insurance, and Medicare Supplements. NETWORKING PROFESSIONALS INTERNATIONAL (NPI) Is Not Investment Related, ADDRESS: 5570 E Coach Circle, Boca Raton, FL, 33486, United States, Board Member, Secretary, 1/9/2025, 5 hours per month, 0 hours per month during trading hours, DESCRIPTION: The Secretary records the referrals that are given and received for the West Palm Beach New Business Leader Chapter. This is a 2-year term. LOGGERHEAD BUSINESS & INSURANCE MANAGEMENT, LLC Non-Investment related; 5300 W Atlantic Ave, Ste 502, Delray Beach, FL 33484; DBA as an Independent Contractor and for LLC/Tax purposes and to sell life insurance; Owner/Sole Proprietor; Start Date: 10/1/2025; Hours/month: 40; Hours/month during securities trading hours: 10; Fixed Annuities, Fixed Index Annuities, Life insurance, DI, Long-term Care, Group Health Insurance, Medicare Supplements, Property & Casualty Insurance and Small business exit planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-15
S63 Uniform Securities Agent State Law Examination 2016-03-11
  • S65 Uniform Investment Adviser Law Examination
    2016-04-15
  • S63 Uniform Securities Agent State Law Examination
    2016-03-11
Designations
Other Names
  • Lynn S Stebbins

View on SEC IAPD

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