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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-21 |
Branch Locations
2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
5300 W Atlantic Ave Ste 502, Delray Beach, FL 33484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates, Inc | Boca Raton | FL | 12/2015 | 01/2018 |
| Herbert J. Sims & Co. Inc | Boca Raton | FL | 01/2018 | 04/2019 |
| Herbert J. Sims Capital Management, Inc. | Boca Raton | FL | 01/2018 | 04/2019 |
| Evershore Financial Group | Boca Raton | FL | 05/2019 | 01/2022 |
| Minnesota Life Insurance Co | St Paul | MN | 05/2019 | 01/2022 |
| Securian Financial Services Inc | St Paul | MN | 05/2019 | 01/2022 |
| Securian Financial Services Inc | St Paul | MN | 04/2019 | 05/2019 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 01/2022 | 03/2025 |
| Calton & Associates, Inc. | Tampa | FL | 03/2025 | Present |
SLG DESIGNS LLC POSITION: Domestic Partner's LLC NATURE: Domestic Partner's LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/17/2019 ADDRESS: , Boca Raton FL , United States DESCRIPTION: Domestic Partner's LLC LOGGERHEAD WEALTH MANAGEMENT, LLC Is Investment Related, 5300 W Atlantic Ave, Ste 502, Delray Beach, FL 33484, DBA, Insurance Sales, Financial Professional and Insurance Agent, 2022-02-08, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, It is a DBA as an Independent Contractor and for LLC/Tax Purposes, also used to sell Life Insurance, Disability Insurance, Long-Term Care Insurance, and Medicare Supplements. NETWORKING PROFESSIONALS INTERNATIONAL (NPI) Is Not Investment Related, ADDRESS: 5570 E Coach Circle, Boca Raton, FL, 33486, United States, Board Member, Secretary, 1/9/2025, 5 hours per month, 0 hours per month during trading hours, DESCRIPTION: The Secretary records the referrals that are given and received for the West Palm Beach New Business Leader Chapter. This is a 2-year term. LOGGERHEAD BUSINESS & INSURANCE MANAGEMENT, LLC Non-Investment related; 5300 W Atlantic Ave, Ste 502, Delray Beach, FL 33484; DBA as an Independent Contractor and for LLC/Tax purposes and to sell life insurance; Owner/Sole Proprietor; Start Date: 10/1/2025; Hours/month: 40; Hours/month during securities trading hours: 10; Fixed Annuities, Fixed Index Annuities, Life insurance, DI, Long-term Care, Group Health Insurance, Medicare Supplements, Property & Casualty Insurance and Small business exit planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-11 |
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