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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-07-15 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
619 S Dargan Street, Florence, SC 29501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Pleasant | SC | 11/2015 | 07/2020 |
| Ifinancial Insurance Group | Florence | SC | 01/2010 | Present |
| The Prudential Insurance Company Of America | Pleasant | SC | 03/2016 | 07/2020 |
| The Leaders Group, Inc | Littleton | CO | 07/2020 | Present |
1.) IFINANCIAL HOLDINGS INC dba IFINANCIAL INSURANCE GROUP - 1/1/2010 - 619 S Dargan Street, Florence, SC 29501 - President, Management, Not Invt Rel, Insurance agency, 120 hrs/mo; 120 hrs/mo (during trading hours). 2.) FINANCIAL SERVICES CONSULTING INC - 1/1/2014 - 619 S Dargan Street, Florence, SC 29501 - President, Management, Not Invt Rel, Tax preparation and accounting, 3 hrs/mo; 3 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 7/15/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rep, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) FIRST RELIANCE BANK - 6/1/2010 - Florence, SC - Director, Member of board of directors and various board committees, Not Invt Rel, Banking business, 2 hrs/mo; 2 hrs/mo (during trading hours). 5.) Life and Annuity Sales - 518 W Palmetto Street, Florence, SC 29501 - Agent, sales of fixed insurance and fixed/indexed annuities, Not Inv't Rel, Insurance Business, 120 hrs/mo; 120 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-19 |
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