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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-07-15
  • SC RA
    APPROVED
    Since 2020-07-15

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

619 S Dargan Street, Florence, SC 29501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Pleasant SC 11/2015 07/2020
Ifinancial Insurance Group Florence SC 01/2010 Present
The Prudential Insurance Company Of America Pleasant SC 03/2016 07/2020
The Leaders Group, Inc Littleton CO 07/2020 Present
  • 11/2015 → 07/2020
    Pleasant, SC
  • 01/2010 → Present
    Ifinancial Insurance Group
    Florence, SC
  • 03/2016 → 07/2020
    The Prudential Insurance Company Of America
    Pleasant, SC
  • 07/2020 → Present
    The Leaders Group, Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) IFINANCIAL HOLDINGS INC dba IFINANCIAL INSURANCE GROUP - 1/1/2010 - 619 S Dargan Street, Florence, SC 29501 - President, Management, Not Invt Rel, Insurance agency, 120 hrs/mo; 120 hrs/mo (during trading hours). 2.) FINANCIAL SERVICES CONSULTING INC - 1/1/2014 - 619 S Dargan Street, Florence, SC 29501 - President, Management, Not Invt Rel, Tax preparation and accounting, 3 hrs/mo; 3 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 7/15/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rep, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours). 4.) FIRST RELIANCE BANK - 6/1/2010 - Florence, SC - Director, Member of board of directors and various board committees, Not Invt Rel, Banking business, 2 hrs/mo; 2 hrs/mo (during trading hours). 5.) Life and Annuity Sales - 518 W Palmetto Street, Florence, SC 29501 - Agent, sales of fixed insurance and fixed/indexed annuities, Not Inv't Rel, Insurance Business, 120 hrs/mo; 120 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-08
S63 Uniform Securities Agent State Law Examination 2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    2016-08-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-19
Other Names
  • James Rouse Lingle
  • Jay Lingle

View on SEC IAPD

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