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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| CO | RA | APPROVED | 2017-03-21 |
Branch Locations
2520 S Grand Ave. Suite 203 , Glenwood Springs, CO 81601 • United States
76 Eagle Claw Circle, Glenwood Springs, CO 81601 • United States
New Castle, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2017 | Present |
| Wealth By Design | Basalt | CO | 12/2015 | 05/2025 |
| Cambridge Investment Research Inc. | Fairfield | IA | 04/2022 | 05/2025 |
| Strategic Wealth Design | Glenwood Springs | CO | 05/2025 | Present |
1) NOTARY PUBLIC, 23300 TWO RIVERS RD, STE 34, BASALT, CO, 12/2015. NIR - 2/YR - 0/TRADING. 2) DANIELLE HOWARD CFP, 23300 TWO RIVERS RD, STE 34, BASALT, CO, 12/2017 AS EDUCATOR, SPEAKER, FACILITATOR FOR SPEAKING ENGAGEMENTS, WORKSHOPS, BOOK SALES, ETC. INV REL - 10/WK - 6/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 11/19/2018
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-12 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-21 |
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