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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
CO RA APPROVED 2017-03-21
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • CO RA
    APPROVED
    Since 2017-03-21

Branch Locations

2520 S Grand Ave. Suite 203 , Glenwood Springs, CO 81601 • United States

76 Eagle Claw Circle, Glenwood Springs, CO 81601 • United States

New Castle, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2017 Present
Wealth By Design Basalt CO 12/2015 05/2025
Cambridge Investment Research Inc. Fairfield IA 04/2022 05/2025
Strategic Wealth Design Glenwood Springs CO 05/2025 Present
  • 02/2017 → Present
    Fairfield, IA
  • 12/2015 → 05/2025
    Wealth By Design
    Basalt, CO
  • 04/2022 → 05/2025
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 05/2025 → Present
    Strategic Wealth Design
    Glenwood Springs, CO
Other Businesses

1) NOTARY PUBLIC, 23300 TWO RIVERS RD, STE 34, BASALT, CO, 12/2015. NIR - 2/YR - 0/TRADING. 2) DANIELLE HOWARD CFP, 23300 TWO RIVERS RD, STE 34, BASALT, CO, 12/2017 AS EDUCATOR, SPEAKER, FACILITATOR FOR SPEAKING ENGAGEMENTS, WORKSHOPS, BOOK SALES, ETC. INV REL - 10/WK - 6/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 11/19/2018

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-07-12
S65 Uniform Investment Adviser Law Examination 2017-03-21
  • S63 Uniform Securities Agent State Law Examination
    2022-07-12
  • S65 Uniform Investment Adviser Law Examination
    2017-03-21

View on SEC IAPD

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