Zachary Gildenberg

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Princeton, NJ
• 03/2017 → 07/2020
  Mml Investors Services, Llc
  Princeton, NJ
• 07/2020 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-03-25 → 2020-07-02
  Mml Investors Services, Llc
  Princeton, NJ
• 2017-02-17 → 2017-03-25
  Msi Financial Services, Inc.
  Princeton, NJ

Other Businesses

GROUP BENEFITS BROKER (AMWINS BROKERAGE) POSITION: Broker NATURE: group benefits broker INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2016 ADDRESS: 208 Stephen Way Hillsborough Twp, NJ 08844 DESCRIPTION: Broker for business group benefits through AMWins. Work with businesses on starting new health and benefit plans, or making sure their current coverage is the best/ most affordable plan for employees. Helping HR enrolling new employees, and working with them to fix issues with enrollments. Lines of business include Health, LTD, STD, Group Life, Dental and Vision. PROPERTY AND CASUALTY INSURANCE POSITION: Broker NATURE: Provide clients with adequate levels of coverage to fit their personal needs while working to provide them with better cash flow. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 09/20/2016 ADDRESS: 1305 Campus Parkway, Wall TWP NJ 07753, United States DESCRIPTION: Gather clients declaration pages and send them to a brokerage firm to quote. If quote is a good fit brokerage firm takes it from there through the end of sale and services the client. LIFE/DISABILITY INSURANCE POSITION: broker NATURE: To meet clients insurance needs with the ability to use multiple companiesto make sure the client gets the best policy for them. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 07/02/2020 ADDRESS: 65 Madison Ave, #200, Morristown, NJ 07960, United States DESCRIPTION: I work with clients to help determine their insurance needs as it relates to their individual situation. Shop out to Madison to find best company and policy for that client. Strategic Wealth Resource Group POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2020 ADDRESS: 1028 US Highway 206 S., Unit 2, Bordentown, 08505, United States DESCRIPTION: Securities DBA

Exams

• S66 Uniform Combined State Law Examination
  2016-04-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant