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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2016 | 10/2020 |
| Fidelity Investments | Phoenix | AZ | 12/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-17465|OrgNmn:Rasta Wolf Records, LLC|Org Addr:Phoenix,Arizona,US|OBA Nature:Music Production|Invst Rel:N|Title:Member|Duties:Studio engineer and live event promoter.|StrtDt:03-08-19|TotHrs/mon:20|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-04 |
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