Ann H Corley

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-09-27

KY RA
APPROVED

Since 2025-09-27

Branch Locations

1925 Frederica Street; Suite 100, Owensboro, KY 42301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Braden Financial Services	Owensboro	KY	12/2015	06/2019
Hd Vest Investment Services	Owensboro	KY	10/2017	05/2019
Lpl Financial Llc	Owensboro	KY	06/2019	12/2022
R.W. Baird	Owensboro	KY	12/2022	Present

12/2015 → 06/2019

Braden Financial Services

Owensboro, KY
10/2017 → 05/2019

Hd Vest Investment Services

Owensboro, KY
06/2019 → 12/2022

Lpl Financial Llc

Owensboro, KY
12/2022 → Present

R.W. Baird

Owensboro, KY

Other Businesses

1)06/07/2019 - NOTARY Public - state of KY - inv rel - start: 06/2016 2)06/07/2019 - Financial Freedom Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2016

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-24
S63	Uniform Securities Agent State Law Examination	2018-02-12

S66 Uniform Combined State Law Examination

2025-09-24
S63 Uniform Securities Agent State Law Examination

2018-02-12

Other Names

Ann H Corley
Ann Haire Corley
Ann C Haire
Ann Carol Haire

View on SEC IAPD