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Current Employers
Greenwood Capital Associates, Llc

425 Main Street Suite 100, Greenwood, SC 29646-2741 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-03-04
  • SC RA
    APPROVED
    Since 2021-03-04

Branch Locations

201 W Mcbee Suite 300, Greenville, SC 29601 • United States

425 Main Street Suite 100, Greenwood, SC 29646-2741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Charlotte NC 01/2016 03/2018
Ryan Saunders Charlotte NC 01/2016 03/2018
John Mclaughlin Charlotte NC 01/2016 03/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2016 03/2018
Greenwood Capital Greenwood SC 03/2021 Present
Fisher Investments Camas WA 05/2018 09/2020
Unemployed Southport NC 10/2020 02/2021
  • 01/2016 → 03/2018
    Northwestern Mutual Investment Services Llc
    Charlotte, NC
  • 01/2016 → 03/2018
    Ryan Saunders
    Charlotte, NC
  • 01/2016 → 03/2018
    John Mclaughlin
    Charlotte, NC
  • 11/2016 → 03/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2021 → Present
    Greenwood Capital
    Greenwood, SC
  • 05/2018 → 09/2020
    Camas, WA
  • 10/2020 → 02/2021
    Unemployed
    Southport, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-08
S63 Uniform Securities Agent State Law Examination 2016-03-14
  • S65 Uniform Investment Adviser Law Examination
    2018-10-08
  • S63 Uniform Securities Agent State Law Examination
    2016-03-14
Other Names
  • John B. Proctor
  • John Benedict Proctor

View on SEC IAPD

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