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Richard Rogers

Strategic Advisers LLC

Menifee, CA

Menifee, CA

CRD 6592008

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Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
NV RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • NV RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Menifee, CA • United States

Menifee, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Denver CO 12/2015 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2015 → Present
    Fidelity Brokerage Services Llc
    Denver, CO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-12-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Denver, CO
Other Businesses

OBA-125175|OrgNmn:Connect The Dots Coaching, LLC|Org Addr:Menifee,California,US|OBA Nature:Offering Leadership and Life C|Invst Rel:N|Title:Sole Proprietor/Coach|Duties:Virtual and In Person Sessions, one on one and group sessions, that focus on the International Coaching Federation Competencies. Providing an |StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-16
S63 Uniform Securities Agent State Law Examination 2016-01-25
  • S66 Uniform Combined State Law Examination
    2021-11-16
  • S63 Uniform Securities Agent State Law Examination
    2016-01-25
Other Names
  • Richard Foster Rogers

View on SEC IAPD

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