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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-13 |
Branch Locations
4740 Green River Rd, Ste 101, Corona, CA 92878 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Corona | CA | 05/2015 | 02/2024 |
| World Financial Group, Inc. | Corona | CA | 01/2014 | 02/2024 |
| Thistle California Collective | Riverside | CA | 01/2012 | 02/2024 |
| Segin Global Solutions | Riverside | CA | 04/2015 | 10/2016 |
| Environmental Systems Research Institute | Redlands | CA | 11/2016 | 02/2024 |
| Net Law | Louisville | KY | 02/2019 | 02/2024 |
| Qsciences | Pleasnat Grove | UT | 05/2019 | 06/2021 |
| Lpl Financial Llc | Corona | CA | 02/2024 | Present |
1) 01/12/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date: 01/02/2024 -160 Hours Per Month/ 8 Hours During Trading 2) 02/15/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 4 Hours Per Month/ During Trading 3) 02/15/2024 - Thistle Calafornia Collective - Other - Business Owner - Owner/ President - Not Investment Related - Home Based - Start Date 01/01/2012 - 12 Hours Per Month/ 1 Hour During Trading 4) 02/15/2024 - TGL Wealth Management - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/12/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-08 |
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