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David Williamson

LPl Financial LLC

Corona, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-13
  • CA RA
    APPROVED
    Since 2024-02-13

Branch Locations

4740 Green River Rd, Ste 101, Corona, CA 92878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc. Corona CA 05/2015 02/2024
World Financial Group, Inc. Corona CA 01/2014 02/2024
Thistle California Collective Riverside CA 01/2012 02/2024
Segin Global Solutions Riverside CA 04/2015 10/2016
Environmental Systems Research Institute Redlands CA 11/2016 02/2024
Net Law Louisville KY 02/2019 02/2024
Qsciences Pleasnat Grove UT 05/2019 06/2021
Lpl Financial Llc Corona CA 02/2024 Present
  • 05/2015 → 02/2024
    Transamerica Financial Advisors, Inc.
    Corona, CA
  • 01/2014 → 02/2024
    World Financial Group, Inc.
    Corona, CA
  • 01/2012 → 02/2024
    Thistle California Collective
    Riverside, CA
  • 04/2015 → 10/2016
    Segin Global Solutions
    Riverside, CA
  • 11/2016 → 02/2024
    Environmental Systems Research Institute
    Redlands, CA
  • 02/2019 → 02/2024
    Net Law
    Louisville, KY
  • 05/2019 → 06/2021
    Qsciences
    Pleasnat Grove, UT
  • 02/2024 → Present
    Corona, CA
Previous Registrations
Other Businesses

1) 01/12/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date: 01/02/2024 -160 Hours Per Month/ 8 Hours During Trading 2) 02/15/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/18/2024 - 4 Hours Per Month/ During Trading 3) 02/15/2024 - Thistle Calafornia Collective - Other - Business Owner - Owner/ President - Not Investment Related - Home Based - Start Date 01/01/2012 - 12 Hours Per Month/ 1 Hour During Trading 4) 02/15/2024 - TGL Wealth Management - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/12/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-25
S63 Uniform Securities Agent State Law Examination 2016-03-08
  • S65 Uniform Investment Adviser Law Examination
    2016-05-25
  • S63 Uniform Securities Agent State Law Examination
    2016-03-08

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