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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
MD RA APPROVED 2016-09-12
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • MD RA
    APPROVED
    Since 2016-09-12

Branch Locations

6200 Old Dobbin Lane Suite 100, Columbia, MD 21045 • United States

Columbia, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2016 06/2020
Equitable Advisors, Llc New York NY 03/2016 Present
Other Businesses

1)kevin.cook@phoenixprivatewealth.com;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-08
S63 Uniform Securities Agent State Law Examination 2016-05-16
  • S65 Uniform Investment Adviser Law Examination
    2016-09-08
  • S63 Uniform Securities Agent State Law Examination
    2016-05-16
Other Names
  • Kevin Cook

View on SEC IAPD

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