Edward Francis Caron

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Transamerica Financial Advisors, Inc
  Fremont, CA
• 04/2012 → Present
  World Financial Group, Inc.
  Fremont, CA
• 09/2020 → Present
  Legacy Sheilds Solutions, Inc
  Ponte Vedra Beach, FL
• 10/2024 → Present
  Bestedu Inc
  San Jose, CA
• 10/1991 → Present
  Knights Of Columbus
  New Haven, CT

Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Legacy Shields Solutions | Ponte Vedra Beach, FL | yes investment related | 9/2020 BESTEDU INC POSITION: Vice President of Marketing NATURE: Educational Planning INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 10/28/2024 ADDRESS: 198 Alexander Avenue, Unit 7, San Jose CA 95116, United States DESCRIPTION: We are forming a startup company to develop software which will help students with college planning...I will assist with the marketing plans and development. KNIGHTS OF COLUMBUS POSITION: Representative. NATURE: We help the Catholic Church, hopefully by setting a good moral example for others young men to follow. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 2 START DATE: 10/15/1991 ADDRESS: 1 Columbus Plaza, New Haven CT 06510, United States DESCRIPTION: Our Council 14541 meets twice a month to discuss ways in which we can help the church. Sometime we help with setting up table and chairs for church events, like dinners, festivals, dances; or we will be asked to help tend the bar or serve food, or help direct traffic. We will help with project around the church, with fund-raising projects. We will attend parades, we will attend funerals, help during the Masses. Our Assembly, with is another part of the Knights, known as the 4th degree, also does similar activities for the Church. We help the poor and the sick...

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-05
• S63 Uniform Securities Agent State Law Examination
  2015-12-18

Other Names

• Ed Francis Caron