Helen Carol Tanner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-06
AZ	RA	APPROVED	2025-03-05

TX RA
APPROVED_RES

Since 2025-03-06
AZ RA
APPROVED

Since 2025-03-05

Branch Locations

Yuma, AZ • United States

233 S 2Nd Ave, Yuma, AZ 85364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cpa Financial Advantage, Pc	Yuma	AZ	11/2015	Present
Ameriprise Financial Services, Inc.	Yuma	AZ	02/2016	03/2020
Ameriprise Financial Services, Llc	Yuma	AZ	03/2020	01/2025
Lpl Financial	Yuma	AZ	03/2025	Present

11/2015 → Present

Cpa Financial Advantage, Pc

Yuma, AZ
02/2016 → 03/2020

Ameriprise Financial Services, Inc.

Yuma, AZ
03/2020 → 01/2025

Ameriprise Financial Services, Llc

Yuma, AZ
03/2025 → Present

Lpl Financial

Yuma, AZ

Previous Registrations

2018-01-12 → 2025-01-31

Ameriprise Financial Services, Llc

Yuma, AZ

Yuma, AZ

Yuma, AZ

Other Businesses

1) 02/2025 - CPA Financial Advantage, P.C., / Business Entity For Tax Prep/Accounting/CPA / Inv Related / Yuma, AZ 85364 / Start date 11/15/2015 - 183 Hrs per month - 100% Time Spent 2) 02/2025 - Hautte Business LLC / Business Entity For Tax/Investment Purposes Only / non inv related / Yuma, AZ 85367 / Start date 11/01/2014 - 0 hrs per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-23

S66 Uniform Combined State Law Examination

2016-05-23

Other Names

Helen Greenwell
Helen Tanner-Greenwell
Helen Carol Greenwell

View on SEC IAPD