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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-07
  • TX RA
    APPROVED
    Since 2022-09-07

Branch Locations

1255 Lake Woodlands Dr, The Woodlands, TX 77380 • United States

3459 Rayford Rd, Spring, TX 77386 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 03/2016 Present
Uber Eats Delivery Driver Houston TX 08/2017 09/2020
Bank Of America, N.A Houston TX 08/2022 Present
Other Businesses

I*877322, Name of OBA: Rachel and Marie Decor and Design LLC Address: spring, TX Investment Related: Yes Position, Title, Association: General Partner/Managing Member, Owner Employee Start Date: 5/21/2021 No Hours: 3 Weekly No Hours during trading: 0 Duties: Nature: Non investment related business. Online home decor retail. I*879233, Name of OBA:Rachel Justice Address: Spring, TX Investment Related: Yes Position, Title, Association: Owner Employee Start Date:4/16/2017 No Hours: 3 Monthly No Hours during trading: 0 Duties: Sole proprietor. Travel agent I am a independent Travel Agent. This is non-investment related. I devote 10- 15 hours a month. I am a sole proprietor of this activity and it involves scheduling tavel for family and friend. This is a home based business. Address: Spring, Texas, Start date4/13/2018 I*1569270 For profit or not for profit: Entity For Profit Name of outside business organization: Rachel Justice Investment related: N Address of business: spring, Texas, 77373, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 1/1/2024 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Licensed Manicurist in the state of Texas.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-25
S63 Uniform Securities Agent State Law Examination 2016-03-14
  • S66 Uniform Combined State Law Examination
    2022-08-25
  • S63 Uniform Securities Agent State Law Examination
    2016-03-14
Other Names
  • Rachel Justice

View on SEC IAPD

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