Michael J. Coles

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-09-10
TX	RA	APPROVED	2025-09-10

NJ RA
APPROVED

Since 2025-09-10
TX RA
APPROVED

Since 2025-09-10

Branch Locations

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Mt. Laurel	NJ	12/2015	09/2025
Wells Fargo Clearing Services, Llc	Marlton	NJ	09/2025	Present

12/2015 → 09/2025

Ubs Financial Services

Mt. Laurel, NJ
09/2025 → Present

Wells Fargo Clearing Services, Llc

Marlton, NJ

Previous Registrations

2017-01-19 → 2025-09-19

Ubs Financial Services Inc.

Mt. Laurel, NJ

Other Businesses

RENTAL PROPERTY - 1940 KINGS HIGHWAY; INV RELATED;SWEDESBORO,NJ; SINGLE FAMILY RENTAL PROPERTY;100% OWNERSHIP; START DATE: 06/22/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-17

S66 Uniform Combined State Law Examination

2017-01-17

Designations

Certified Financial Planner

Other Names

Michael Jeffrey Coles

View on SEC IAPD