Kenneth M Escoto

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-02-24
TX	RA	APPROVED	2016-02-24

CA RA
APPROVED

Since 2016-02-24
TX RA
APPROVED

Since 2016-02-24

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	12/2015	Present
Bank Of America, N.A.	Chandler	AZ	01/2016	Present

12/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
01/2016 → Present

Bank Of America, N.A.

Chandler, AZ

Other Businesses

I* 1774262 For profit or not for profit: Entity For Profit Name of outside business organization: National Hot Rod Association Investment related: no Address of business: San Dimas, CA, 91773 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 04/06/2024 Number of hours devoted: 22 yearly Number of hours devoted during trading hours: 0 Duties: usher, greeting crowd, seating people

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-23

S66 Uniform Combined State Law Examination

2016-02-23

View on SEC IAPD