Stephanie Harvey

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 06/2020
  Axa Advisors
  New York, NY
• 04/2016 → 09/2020
  Equitable Advisors, Llc
  New York, NY
• 09/2020 → 01/2024
  Woodbury Financial Services Inc
  Cicero, NY
• 01/2024 → Present
  Osaic Wealth, Inc.
  Summerville, SC

Previous Registrations

• 2020-09-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  New City, NY
  Summerville, SC
  Cicero, NY
• 2019-04-08 → 2020-09-04
  Equitable Advisors, Llc
  Cicero, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. CANE BAY FINANCIAL PLANNING LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/27/2021 ADDRESS: 116 Lucky Day Dr, Summerville SC 29486, United States DESCRIPTION: LLC is established for record keeping, tax purposes and marketing the business. Also preparing taxes for clients and prospects. 2. STEPHANIE HARVEY POSITION: OWNER NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2020 ADDRESS: 116 LUCKY DAY DR, SUMMERVILLE SC 29486, United States DESCRIPTION: OFFERING INSURANCE PRODUCTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-03
• S63 Uniform Securities Agent State Law Examination
  2016-04-22

Other Names

• Stephanie Dausman