Laura Katherine Graham

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-01-05
TX	RA	APPROVED	2024-01-04

TN RA
APPROVED

Since 2024-01-05
TX RA
APPROVED

Since 2024-01-04

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

315 Deaderick Street Suite 500, Nashville, TN 37238 • United States

Nashville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Nashville	TN	12/2015	Present

12/2015 → Present

Ubs

Nashville, TN

Other Businesses

1) Thistle Property Solutions, LLC/ investment related?: yes/ 264 Riverside Drive, Nashville, Tennessee, 37206 US/ Proprietor / owner/ The company is for private real estate investment with husband/ start date: 2/22/2019 /// 2) Moto Cucina and Enoteca / Restaurant / Hostess

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-08

S66 Uniform Combined State Law Examination

2023-12-08

View on SEC IAPD