Adam A Montgomery

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-01-27
TX	RA	APPROVED	2015-01-27

NC RA
APPROVED

Since 2015-01-27
TX RA
APPROVED

Since 2015-01-27

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	11/2004	Present

11/2004 → Present

The Vanguard Group, Inc.

Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-06
S63	Uniform Securities Agent State Law Examination	2004-12-07

S65 Uniform Investment Adviser Law Examination

2014-06-06
S63 Uniform Securities Agent State Law Examination

2004-12-07