Rosemary Neidermeyer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 06/2017
  Foresters Financial Services
  Iselin, NJ
• 03/2018 → 08/2019
  Foresters Advisory Services
  Iselin, NJ
• 06/2017 → 08/2019
  Foresters Financial Services
  Iselin, NJ
• 09/2019 → 04/2021
  Cetera Investment Advisers Llc
  Iselin, NJ
• 09/2019 → 04/2021
  Cetera Investment Services Llc
  St. Cloud, MN
• 05/2021 → Present
  Lpl Financial, Llc
  Iselin, NJ

Previous Registrations

• 2019-10-29 → 2021-05-11
  Cetera Investment Advisers Llc
  Iselin, NJ
• 2018-03-19 → 2019-06-20
  Foresters Advisory Services, Llc
  Iselin, NJ

Other Businesses

1. 5/5/2021 - BALMVILLE WEALTH GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 6/15/2021 - Align Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/12/2021 - 160 Hours Per Month During Securities Trading. 3. 04/23/2024 - Vanbridge - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/02/2024 - 4 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-14
• S63 Uniform Securities Agent State Law Examination
  2017-04-14

Other Names

• Rosemary Claire Neidermeyer