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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

13400 Sutton Park Dr S Ste 1104, Jacksonville, FL 32224 • United States

Green Cove Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bradley Ernst Jacksonville FL 12/2006 07/2017
Damon Allen Jacksonville FL 12/2006 07/2017
Northwestern Mutual Investment Services, Llc Jacksonville FL 12/2006 02/2017
Ameriprise Financial Services, Inc Jacksonville FL 08/2017 03/2020
Ameriprise Financial Services, Llc Jacksonville FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-20
  • S66 Uniform Combined State Law Examination
    2005-05-20
Other Names
  • Katie M Farrell

View on SEC IAPD

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