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Luis Alejandro O'BArrio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Ft Myers, FL

Fort Myers, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-12
FL RA APPROVED 2017-02-08
  • TX RA
    APPROVED_RES
    Since 2018-01-12
  • FL RA
    APPROVED
    Since 2017-02-08

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

Ft Myers, FL • United States

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 09/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-04
  • S66 Uniform Combined State Law Examination
    2017-02-04
Other Names
  • Luis O'BArrio
  • Luis Obarrio

View on SEC IAPD

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