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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-18 |
| NY | RA | APPROVED | 2024-09-04 |
Branch Locations
Oyster Bay, NY • United States
221 W Grand Ave, Montvale, NJ 07645 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 06/2016 | 02/2018 |
| Nylife Securities Llc | New York | NY | 10/2016 | 02/2018 |
| Eagle Strategies Llc | New York | NY | 10/2017 | 02/2018 |
| Lyrical Partners, Lp | New York | NY | 02/2018 | 04/2022 |
| Ultimus Fund Distributors, Llc | Cincinnati | OH | 03/2018 | 04/2022 |
| Oppenheimer & Co. Inc. | New York | NY | 04/2022 | 08/2024 |
| Thrivent Investment Management Inc | Montvale | NJ | 09/2024 | Present |
| Thrivent Financial | Appleton | WI | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-29 |
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