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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-13 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 06/2007 | 02/2020 |
| Fidelity Brokerage Services Llc | Westlake | TX | 01/2012 | 02/2020 |
| Commerce Street Capital Llc | Dallas | TX | 02/2020 | 12/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 03/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 03/2024 | Present |
OAA#: 11772 | ORG NAME:ROUNDSOUND PRODUCTIONS | ORG ADDR:JOSHUA, TX, US | NATURE OF BUS:MUSIC PRODUCTION FOR USE IN RADIO, TV, FILM, ETC. | INVST REL:N | TITLE:GUITARIST, VOCALIST, WRITER, PRODUCER | DUTIES:WE WRITE CUSTOM MUSIC CUES FOR RADIO, TV AND FILM. | START DT:03/30/2011 | TOTAL HRS P/M:20 | SEC TRDNG HRS P/M:0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-16 |
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