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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-13
  • TX RA
    APPROVED
    Since 2024-03-13

Branch Locations

Arlington, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 06/2007 02/2020
Fidelity Brokerage Services Llc Westlake TX 01/2012 02/2020
Commerce Street Capital Llc Dallas TX 02/2020 12/2023
Empower Financial Services, Inc Greenwood Village CO 03/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 03/2024 Present
  • 06/2007 → 02/2020
    Fidelity Investments
    Westlake, TX
  • 01/2012 → 02/2020
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 02/2020 → 12/2023
    Commerce Street Capital Llc
    Dallas, TX
  • 03/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2024 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

OAA#: 11772 | ORG NAME:ROUNDSOUND PRODUCTIONS | ORG ADDR:JOSHUA, TX, US | NATURE OF BUS:MUSIC PRODUCTION FOR USE IN RADIO, TV, FILM, ETC. | INVST REL:N | TITLE:GUITARIST, VOCALIST, WRITER, PRODUCER | DUTIES:WE WRITE CUSTOM MUSIC CUES FOR RADIO, TV AND FILM. | START DT:03/30/2011 | TOTAL HRS P/M:20 | SEC TRDNG HRS P/M:0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2010-09-16
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2010-09-16
Other Names
  • Ronnie Haney
  • Ron E Haney
  • Ronald E Haney
  • Ronald Everett Haney

View on SEC IAPD

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