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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
East Hampton, NY • United States
New York, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 09/1998 | Present |
| Massmutual Life Insurance Co | New York | NY | 10/1989 | Present |
| Stern Slavutin-2, Inc | New York | NY | 12/1996 | Present |
(1) NAME: LEE SLAVUTIN INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LIFE, HEALTH, POSITION: SALES, AGENT START DATE: 1989 NO. HR/MO: 30 NO. HR/MO DURING SEC TRADING: 20 (2) NAME: LEE SLAVUTIN INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: FEE BASED INSURANCE ADVISOR POSITION: SALES, AGENT START DATE: 1990 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: LIFE INSURANCE CONSULTING AND REVIEWING EXISTING COVERAGE FOR A FEE (3) NAME: LEE SLAVUTIN INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: AUTHOR/LECTURER POSITION: SALES, AGENT START DATE: 1990 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: I WRITE AN INSURANCE TEXTBOOK FOR THOMSON REUTERS. I ALSO OCCASSIONALLY LECTURE INSURANCE AGENTS ON GENERAL INSURANCE TOPICS TO LAWYERS, ACCOUNTANTS AND INSURANCE AGENTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-25 |
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