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400 Atlantic Sreet 6Th Floor, Stamford, CT 06901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-26 |
Branch Locations
400 Atlantic Sreet 6Th Floor, Stamford, CT 06901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Western Trust | Denver | CO | 02/2024 | 05/2026 |
| Northcoast Asset Management | Stamford | CT | 06/2026 | Present |
| Charles Schwab & Co., Inc | Lone Tree | CO | 11/2015 | 01/2024 |
| Charles Schwab Bank | Lone Tree | CO | 02/2018 | 01/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-25 |
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