Milford Carter

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 08/2017
  Bank Of America Merrill Lynch
  Tulsa, OK
• 08/2017 → 07/2024
  Northwestern Mutual Investment Services Llc
  Tulsa, OK
• 08/2017 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2018 → 07/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 07/2024 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2017-09-12 → 2024-08-01
  Northwestern Mutual Investment Services, Llc
  Tulsa, OK
• 2016-04-29 → 2017-07-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tulsa, OK

Other Businesses

1) Holland Hall School Board of Trustee. Start Date 01/2004. Non-Investment related. Board Member. nDiscuss Enrollment opportunities and how to make the school better. Charity/Non-Profit Organization. 3 Total Hrs/Mo. Zero hours during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-25

Other Names

• Milford J Carter