Kenneth Lazzini

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-08-21

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lowe'S	Citrus Heights	CA	05/2014	09/2016
Waddell & Reed Inc	Sacramento	CA	12/2015	03/2018
Various Insurance Carriers For W&R Insurance Agencies	Sacramento	CA	07/2016	03/2018
Cambridge Investment Research, Inc.	Fairfield	IA	03/2018	07/2018
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2018	07/2018
Charles Schwab & Co., Inc.	Santa Rosa	CA	08/2018	Present
Charles Schwab Bank	Santa Rosa	CA	08/2018	Present

05/2014 → 09/2016

Lowe'S

Citrus Heights, CA
12/2015 → 03/2018

Waddell & Reed Inc

Sacramento, CA
07/2016 → 03/2018

Various Insurance Carriers For W&R Insurance Agencies

Sacramento, CA
03/2018 → 07/2018

Cambridge Investment Research, Inc.

Fairfield, IA
03/2018 → 07/2018

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
08/2018 → Present

Charles Schwab & Co., Inc.

Santa Rosa, CA
08/2018 → Present

Charles Schwab Bank

Santa Rosa, CA

2018-03-14 → 2018-08-08

Cambridge Investment Research Advisors, Inc.

Sacramento, CA
2016-11-25 → 2018-03-27

Waddell & Reed

Sacramento, CA

Reno, NV

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-25

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