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Kenneth Lazzini

Charles Schwab & Co., Inc.

Santa Rosa, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-21
  • CA RA
    APPROVED
    Since 2018-08-21

Branch Locations

200 Fourth Street Suite 100, Santa Rosa, CA 95401-6213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lowe'S Citrus Heights CA 05/2014 09/2016
Waddell & Reed Inc Sacramento CA 12/2015 03/2018
Various Insurance Carriers For W&R Insurance Agencies Sacramento CA 07/2016 03/2018
Cambridge Investment Research, Inc. Fairfield IA 03/2018 07/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2018 07/2018
Charles Schwab & Co., Inc. Santa Rosa CA 08/2018 Present
Charles Schwab Bank Santa Rosa CA 08/2018 Present
  • 05/2014 → 09/2016
    Lowe'S
    Citrus Heights, CA
  • 12/2015 → 03/2018
    Waddell & Reed Inc
    Sacramento, CA
  • 07/2016 → 03/2018
    Various Insurance Carriers For W&R Insurance Agencies
    Sacramento, CA
  • 03/2018 → 07/2018
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2018 → 07/2018
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 08/2018 → Present
    Charles Schwab & Co., Inc.
    Santa Rosa, CA
  • 08/2018 → Present
    Charles Schwab Bank
    Santa Rosa, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-25
  • S66 Uniform Combined State Law Examination
    2016-11-25
Other Names
  • Kenneth James Lazzini
  • Kenneth James Lazzini

View on SEC IAPD

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JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

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