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Jeremy Rudolph Tapia

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-09-15
  • AZ RA
    APPROVED
    Since 2022-09-15

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 09/2016 08/2022
Self Employed Mesa AZ 09/2016 12/2020
Self Employed Mesa AZ 07/2015 12/2020
Morgan Stanley Tempe AZ 08/2022 Present
  • 09/2016 → 08/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2016 → 12/2020
    Self Employed
    Mesa, AZ
  • 07/2015 → 12/2020
    Self Employed
    Mesa, AZ
  • 08/2022 → Present
    Morgan Stanley
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-12
S63 Uniform Securities Agent State Law Examination 2016-10-17
  • S66 Uniform Combined State Law Examination
    2021-04-12
  • S63 Uniform Securities Agent State Law Examination
    2016-10-17
Other Names
  • Jeremy Tapia

View on SEC IAPD

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OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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