Samuel Jack Lacey

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 09/2019
  Morgan Stanley
  Salt Lake City, UT
• 03/2016 → 09/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2019 → 02/2020
  E*Trade Securities Llc
  Sandy, UT
• 03/2020 → 06/2022
  Fidelity Investments
  American Fork, UT
• 06/2022 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-01-28 → 2022-06-15
  Fidelity Personal And Workplace Advisors
  Salt Lake City, UT
• 2016-02-29 → 2019-09-23
  Morgan Stanley
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2022-01-21

Other Names

• Samuel Jack Lacey
• Samuel Lacey