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1954 Greenspring Drive Suite 230, Timonium, MD 21093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-03-01 |
Branch Locations
1954 Greenspring Drive Suite 230, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 11/2015 | 02/2021 |
| Bank Of America, N.A. | Hunt Valley | MD | 05/2017 | 02/2021 |
| Lpl Financial Llc | Timonium | MD | 02/2021 | Present |
| Hergenroeder Financial Advisors, Inc. | Timonium | MD | 02/2021 | Present |
1. 2/17/2021 - Hergenroeder Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/2/2021 - Hergenroeder Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 2/2021 - 160 Hours Per Month/130 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Hergengroeder Financial Advisors, Inc. an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-10 |
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