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Tammy Renee Pleicones

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tampa, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
FL RA APPROVED 2019-06-07
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • FL RA
    APPROVED
    Since 2019-06-07

Branch Locations

100 N Westshore Blvd, Tampa, FL 33609 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth GA 08/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-14
  • S66 Uniform Combined State Law Examination
    2017-06-14
Other Names
  • Tammy Pleicones
  • Tammy R Pleicones

View on SEC IAPD

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