Joshua Andrew Rogge

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  First Republic Securities Company, Llc
  Los Angeles, CA
• 01/2012 → Present
  First Republic Bank
  Los Angeles, CA
• 07/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Los Angeles, CA
• 07/2025 → Present
  Midfirst Bank
  Los Angeles, CA

Previous Registrations

• 2012-09-26 → 2023-08-24
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  Los Angeles, CA
• 2011-01-03 → 2011-11-08
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
• 2007-11-13 → 2011-01-03
  Wells Fargo Investments, Llc
  El Segundo, CA
  El Segundo, CA
• 2005-05-05 → 2006-02-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  El Segundo, CA
  El Segundo, CA

Other Businesses

BANKING RELATIONSHIP MANAGER FOR MIDFIRST INVESTMENT SERVICES, PROVIDING LOAN AND DEPOSIT SERVICES; ROGGE HOLDINGS INC, FAMILY FARM OWNERSHIP, 33.33% OWNER, 1/HR/WK

Exams

• S66 Uniform Combined State Law Examination
  2005-05-04

Other Names

• Joshua Rogge