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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 11/2015 | 09/2023 |
| Lo Sole Mio | Omaha | NE | 01/2010 | Present |
| Charles Schwab & Co., Inc. | Omaha | NE | 08/2023 | Present |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2023 | Present |
1) Gorats Steakhouse | Investment Related:No|4917 Center St|omaha|Ne|68106|US|Restaurant/Food Services|Server|5/5/2023|20-40|0|provide dinner service to guests, 2) The Astro Theater | Investment Related:No|8202 City Centre Dr|La Vista|Ne|68128|United States|Food/Beverage Production|Bartender|4/21/2025|Less than 20|0|Serving drinks to guests in the concert venue
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-20 |
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