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Kristen Nicole Carroll

Arvest Wealth Management

Ft Smith, AR

CRD 6587865

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Employer firm

Arvest Wealth Management CRD 42057

$3.44B regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Arvest Wealth Management

913 W Monroe Avenue, Lowell, AR 72745 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2016-03-26
  • AR RA
    APPROVED
    Since 2016-03-26

Branch Locations

5000 Rogers Ave, Ft Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arvest Wealth Management Fort Smith AR 11/2015 Present
Arvest Bank Fort Smith AR 06/2001 Present
Other Businesses

Dually employed by Arvest Bank, located in Fort Smith, Arkansas. I split my time 90%/10% between Arvest Bank and Arvest Wealth Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-26
  • S66 Uniform Combined State Law Examination
    2016-03-26
Other Names
  • Kristen Nicole Nordstrom

View on SEC IAPD

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