Michael Stanley Borota

$18.8B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-09-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Transamerica Financial Advisors, Inc	Fort Myers	FL	03/2016	12/2016
World Financial Group, Inc.	Fort Myers	FL	01/2016	03/2017
Transamerica Retirement Solutions	St. Petersburg	FL	03/2017	Present
Transamerica Investors Securities Corporation	St. Petersburg	FL	12/2018	Present

03/2016 → 12/2016

Transamerica Financial Advisors, Inc

Fort Myers, FL
01/2016 → 03/2017

World Financial Group, Inc.

Fort Myers, FL
03/2017 → Present

Transamerica Retirement Solutions

St. Petersburg, FL
12/2018 → Present

Transamerica Investors Securities Corporation

St. Petersburg, FL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-29
S63	Uniform Securities Agent State Law Examination	2019-08-09