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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-07 |
| MD | RA | APPROVED | 2024-10-30 |
| TX | RA | APPROVED | 2024-10-30 |
Branch Locations
Shrewsbury, PA • United States
2800 Quarry Lake Drive Suite 260, Baltimore, MD 21202-3751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 11/2015 | 01/2018 |
| Morgan Stanley Smith Barney Llc | Baltimore | MD | 01/2018 | 10/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | 10/2024 |
| Rbc Capital Markets, Llc | Balitmore | MD | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | 11/2024 |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-29 |
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