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Yessenia Yaquelin Loza

Wells Fargo Clearing Services, LLC

Fresno, CA

Turlock, CA

Modesto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-12
CA RA APPROVED 2022-09-28
  • TX RA
    APPROVED_RES
    Since 2026-08-12
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

440 E Olive Ave, Turlock, CA 95380 • United States

3424 Dale Rd, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 11/2015 09/2022
Bank Of America, N.A. Modesto CA 03/2016 09/2022
Wells Fargo Clearing Services, Llc Fresno CA 09/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-22
  • S66 Uniform Combined State Law Examination
    2016-04-22
Other Names
  • Yessenia Y Loza

View on SEC IAPD

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