Thomas Henry Kelley

Current Employers

Kinetic Investment Management, Inc.

633 W 5Th Street Suite 1050, Los Angeles, CA 90071 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2021-05-19

NH RA
APPROVED

Since 2021-05-19

Branch Locations

764 Chestnut Street 2Nd Fl, Manchester, NH 03104 • United States

633 W 5Th Street Suite 1050, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sgl Financial, Llc	Manchester	NH	11/2015	05/2021
Active House Buyer, Llc	Ma	NH	06/1999	Present
Terra Firma Financial Advisory (F/K/A Smrs Financial Advisory)	Manchester	NH	01/2013	Present
Kinetic Investment Management, Inc.	Manchester	NH	05/2021	Present

11/2015 → 05/2021

Sgl Financial, Llc

Manchester, NH
06/1999 → Present

Active House Buyer, Llc

Ma, NH
01/2013 → Present

Terra Firma Financial Advisory (F/K/A Smrs Financial Advisory)

Manchester, NH
05/2021 → Present

Kinetic Investment Management, Inc.

Manchester, NH

Previous Registrations

2015-11-24 → 2021-05-12

Sgl Financial, Llc

Manchester, NH

Other Businesses

Mr. Kelley is a licensed insurance agent and when appropriate offers and sells insurance products and services to his clients. These products and services pay commissions which may create a conflict of interest. This fact is fully disclosed on Mr. Kelley's ADV 2B filing and client are never forced to purchase these products or services as a condition for Mr. Kelley also offering advisory services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-22

S65 Uniform Investment Adviser Law Examination

2015-11-22

View on SEC IAPD