Best Investors
Account
Sign in
Best Investors
Account
Sign in
185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transpacific | Monrovia | CA | 04/2017 | 10/2021 |
| Verity Insurance Services | Covina | CA | 05/2016 | 03/2017 |
| Investment & Financial Management Group Llc | Monrovia | CA | 11/2021 | Present |
the name of the other business: Transpacific whether the business is investment-related: NO the address of the other business: 185 West Chestnut Ave, Monrovia, CA 91016 the nature of the other business: Life Insurance your position: Insurance Agent title, or relationship with the other business: contractor, part time the start date of your relationship: April 1, 2017 the approximate number of hours/month you devote to the other business:12 hours per month the number of hours you devote to the other business during securities trading hours: None and briefly describe your duties relating to the other business: I'm an independent insurance agent affiliated with Transpacific as my insurance broker. I assist potential buyers in evaluating and selecting suitable life and annuity products based on their needs. My responsibilities include preparing and submitting policy applications to insurance carriers and follow up on underwriting and policy issuance processes. insurance agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-13 |
Reach out to this advisor