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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-01 |
| FL | RA | APPROVED | 2017-11-06 |
Branch Locations
100 Federal St Merrill Edge - Consumer Banking, Boston, MA 02110 • United States
1381 Weston Rd Global Human Resources- The Academy, Weston, FL 33326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Weston | FL | 10/2004 | Present |
I*90443 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: URBAN LEAGUE OF PALM BEACH COUNTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: WEST PALM BEACH, FLORIDA 33407 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 9/1/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: BOARD CHAIR. RESPONSIBLE FOR LEADING THE EXECUTIVE COMMITTEE AND BOARD OF DIRECTORS. I*1074392 For profit or not for profit: Entity For Profit Name of outside business organization: PSC Management, inc. Investment related: N Address of business: Pembroke Pines, Florida, 33028 Nature of business: ["S Corporation"] Position, title, association: ["Officer"], Start date of relationship: 11/16/2022 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Photographer and sale of prints through website, BernardHampton.com I*1077269 For profit or not for profit: Entity For Profit Name of outside business organization: PSC Management, inc. Investment related: N Address of business: Pembroke Pines, Florida Nature of business: ["S Corporation"] Position, title, association: ["Officer"], Start date of relationship: 11/18/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Ownership of a rental property for use as a VRBO rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-04 |
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