Jonathan Tyler Herbert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2021
  Real Estate Rentals
  Wichita, KS
• 12/2015 → 07/2021
  Waddell & Reed, Inc
  Fowler, KS
• 03/2012 → 07/2021
  1056 Little Bay Ave Llc
  Wichita, KS
• 02/2011 → 07/2021
  2428 Myrtle Ave Llc
  Wichita, KS
• 05/2016 → 10/2019
  Dent Depot
  Wichita, KS
• 04/2016 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Denver, CO
• 08/2020 → 07/2021
  Jonathan Herbert Inc.
  Westminster, CO
• 07/2021 → Present
  Lpl Financial Llc
  Denver, CO

Previous Registrations

• 2016-02-10 → 2021-07-21
  Waddell & Reed
  Wichita, KS
  Salina, KS
  Golden, CO
  Las Vegas, NV
  Fowler, KS
  Edmond, OK
  Denver, CO
  Denver, CO

Other Businesses

1) 10/27/2021 - DBA for LPL Business (entity for LPL business) / RMW Financial Group / Investment Related / Denver, CO 80246 - Start date: 02/2020 2) 10/27/2021 - Business Entity For Tax/Investment Purposes Only / Jonathan Herbert Inc. / Not Investment Related / Denver, CO 80246 start date: 09/2020 3) 01/28/2022 - Crump Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 1/27/2022 - 5 Hours Per Month/5 Hours During Securities Trading - Selling non variable life insurance and annuities. 4) 04/29/2022 - H&H Properties LLC - Investment Related - Black Hawk CO 80422 - Real Estate Rental - Start Date - 05/02/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 5) 10/31/22 - RMW Rocky Mountain Wealth Advisory Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading 6. 10/13/2025 - Jones Investment Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date - 10/08/2025 - 2 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-02-10

Other Names

• Jt Herbert