Rodrigo Alexander Gonzalez

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 09/2018
  Edward Jones
  Tempe, AZ
• 08/2017 → 11/2017
  Tapingo Couriers
  Tucson, AZ
• 08/2014 → 08/2017
  University Of Arizona
  Tucson, AZ
• 09/2018 → 06/2021
  J.P. Morgan Securities Llc
  Whittier, CA
• 09/2018 → 06/2021
  J.P. Morgan Chase Bank, N.A.
  Whittier, CA
• 06/2021 → 06/2025
  Fidelity Brokerage Services Llc
  Los Angeles, CA
• 03/2025 → 06/2025
  Strategic Advisers Llc
  Los Angeles, CA
• 06/2021 → 06/2025
  Fidelity Personal And Workplace Advisors
  Los Angeles, CA
• 08/2025 → Present
  Massmutual Life Insurance Co
  Los Angeles, CA
• 09/2025 → Present
  Mml Investors Services, Llc
  Los Angeles, CA

Previous Registrations

• 2025-03-31 → 2025-07-03
  Strategic Advisers Llc
  Los Angeles, CA
  Los Angeles, CA
  Boston, MA
• 2021-07-16 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Los Angeles, CA
• 2018-09-24 → 2021-06-08
  J.P. Morgan Securities Llc
  Whittier, CA
  Santa Ana, CA
  La Habra, CA
• 2018-01-17 → 2018-07-24
  Edward Jones
  Tempe, AZ
  Tucson, AZ
  St Louis, MO

Other Businesses

NAME: RODRIGO GONZALEZ INV REL: Y ADD: 6080 CENTER DRIVE SUITE 120 LOS ANGELES CA 90045 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 09/10/2025 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH

Exams

• S66 Uniform Combined State Law Examination
  2018-01-13

Other Names

• Rodrigo A Gonzalez
• Rodrigo Alexander Gonzalez
• Rodrigo Gonzalez