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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-06-01
  • KS RA
    APPROVED
    Since 2021-06-01

Branch Locations

1900 Shawnee Mission Pkwy. Suite 210, Mission Woods, KS 66205 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Restore Of The Heartland Manhatten KS 10/2005 Present
Rps Financial Leawood KS 11/2015 10/2017
The Colt Group Prairie Village KS 10/2017 12/2020
Hightower Securities Llc Mission Woods KS 12/2020 Present
  • 10/2005 → Present
    Restore Of The Heartland
    Manhatten, KS
  • 11/2015 → 10/2017
    Rps Financial
    Leawood, KS
  • 10/2017 → 12/2020
    The Colt Group
    Prairie Village, KS
  • 12/2020 → Present
    Hightower Securities Llc
    Mission Woods, KS
Other Businesses

Restore of the Heartland (4701 Stagg Hill Rd. Manhattan, KS 6652) -It is not investment related -Fire and Flood restoration -executive assistant/ Book keeper -Start date: 10/2005 -5 Hours a month outside of business hours, no hours during business hours This is a family business that used to be my primary place of employment. Currently help with HR issues or bookkeeping questions of the office staff as they arise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-17
  • S66 Uniform Combined State Law Examination
    2021-05-17
Other Names
  • Mari K Butler
  • Marie Kathryn Cunningham
  • Marie Mcgraw

View on SEC IAPD

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