Stacey M Peterson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 10/2025
  United Planners Financial Services
  Scottsdale, AZ
• 04/2009 → 09/2019
  Ucla Extension
  Los Angeles, CA
• 11/2015 → Present
  Westlake Financial Advisors Llc
  Hermosa Beach, CA
• 03/2018 → Present
  Stacey Peterson
  Westlake Village, CA
• 10/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-02-29 → 2025-11-18
  United Planners' Financial Services Of America A Limited Partner
  Westlake Village, CA
  Westlake Village, CA
  Hermosa Beach, CA

Other Businesses

1) WESTLAKE FINANCIAL ADVISORS LLC, 890 Hampshire Rd, Ste W, Westlake Village CA 91361, United States, START DATE 11/2015, Member, DBA Name, NIR, 0 HR/MO, 0 HR/MO TRADING 2) STACEY PETERSON, 890 Hampshire Rd, Ste W, Westlake Village CA 91361, United States, START DATE 03/2018, Agent, Insurance/Benefits/Human Resources, INV REL, 1 HR/MO, 1 HR/MO TRADING 3) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 10/2025, Investment Advisor Representative, CIRA Affiliation, IR, 160 HR/MO, 120 HR/MO TRADING. 4) PROXY ADVISORY GROUP, 877 Ygnacio Valley Rd., Ste 220, Walnut Creek CA 94596, United States, 07/2026, MEMBER, DBA NAME, NIR, 0 HR/MO - 0 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2016-02-11

Designations

• Certified Financial Planner