Ricardo Martin Cadena

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2021
  Edward Jones
  St Louis, MO
• 12/2021 → Present
  Next Financial Group, Inc
  Addison, TX
• 07/2025 → Present
  Lpl Financial Llc
  Dallas, TX

Previous Registrations

• 2021-12-10 → 2025-07-10
  Next Financial Group, Inc.
  San Antonio, TX
  Addison, TX
  Dallas, TX
• 2016-04-22 → 2021-12-02
  Edward Jones
  Addison, TX
  St Louis, MO
  Irving, TX
  Addison, TX

Other Businesses

1. 07/10/2025- RMC Wealth Management PLLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/20/2021- 120 Hours Per Month- 120 Hours During Trading 2. 07/10/2025- Safe Pilots Inc- Outside/W-2 Employment- Not INV Related- At Calrsbad, CA- Start date 08/01/2019- 20 Hours Per Month 3. 07/10/2025- Secure Transport INC- Business Owner- Not INV Related- Home Based- Start date 11/01/2021- 20 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2016-03-10