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Jason Omar Diaz-Rodriguez

Wells Fargo Clearing Services, LLC

Naples, FL

Naples, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-29
  • FL RA
    APPROVED
    Since 2024-04-29

Branch Locations

9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States

7255 Radio Rd, Naples, FL 34104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Miami FL 01/2016 05/2019
Jp Morgan Chase Bank Miami FL 01/2016 05/2019
Jpmorgan Chase Bank, N.A. Ocala FL 12/2017 05/2019
Wells Fargo Clearing Services, Llc Gainesville FL 05/2022 Present
Wells Fargo Bank, Na Gainesville FL 05/2019 Present
  • 01/2016 → 05/2019
    Jp Morgan Securities Llc
    Miami, FL
  • 01/2016 → 05/2019
    Jp Morgan Chase Bank
    Miami, FL
  • 12/2017 → 05/2019
    Jpmorgan Chase Bank, N.A.
    Ocala, FL
  • 05/2022 → Present
    Wells Fargo Clearing Services, Llc
    Gainesville, FL
  • 05/2019 → Present
    Wells Fargo Bank, Na
    Gainesville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-26
S63 Uniform Securities Agent State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2024-04-26
  • S63 Uniform Securities Agent State Law Examination
    2022-10-07
Other Names
  • Jason O. Diaz-Rodriguez
  • Jason O Diaz
  • Jason Omar Diaz-Rodriguez
  • Jason Diaz

View on SEC IAPD

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CAPITAL WEALTH PLANNING, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NTV FRONTIER MANAGEMENT
NTV PROSPERITY MANAGEMENT

Other Investors

JENNIFER ERNA MCMANUS
RUDINA RUCI
SALWA AMEEN
SAEGER CAY OLSEN
MIGUEL ALEJANDRO ALVAREZ
Manuel Espinosa
Ethan Nathaniel Stern
DAVID MATTHEW WHITTAKER

Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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